April 9, 2026
To avoid a conflict of interest, and as per my lawyer’s advice, I will not upload any documents until the judge’s written decision is released. After that, all documents available at that time will be uploaded with my comments. Regardless of the trial’s outcome, trial transcript and all evidence will be available on this site for public opinion & judgement.
March 25, 2026
In my case, once again, OSC will rely on so called: Statutory Immunity
“The Ontario Securities Act provides immunity to the OSC and its employees for acts done in good faith in the performance of any duty or power under Ontario securities laws. This immunity does not extend to SROs.”
We intend to prove that there was no good faith in my case. In fact, it was quite the opposite. OSC uses that clause only if it benefits them, or as excuse.
The SROs (MFDA), did not waste any time and in their first rule gives themselves immunity from prosecution, and prohibits us (Dealers and Advisors) to even think to challenge them, regardless of their actions.
“No Member (Dealer), Approved Person (Advisor) or any other person who is subject to the jurisdiction of the Corporation (SROs are self-funded, non-for-profit corporations), shall be entitled…to commence or carry on any action or other proceedings against the Corporation….”
In other words, with blessing from their creators (and regulators), they joined club of untouchables, with attitude that they are above the law.
Well, we intend to prove it otherwise…
P.S. For those that are planning to attend trial in person: Trial will start next Monday at 10am in court room #12 on 4th floor.
March 20, 2026
Recently I discovered on my old laptop video file that I thought was lost forever. Video quality did not change much, audio quality deteriorated but still understandable.
I recorded that video during my meeting with MFDA Senior Executive VP and Senior Council. I had reasons not to trust them, and it proved that I was right.
When this video is viewed (or not) in the court during the trial, and it will be safe to publicize it, I will upload it, and/or transcript of that video on this site. That will be in addition to trial transcript.
It will provide better understanding of how self-funded regulators work. How crooked Advisors that committed (and admitted multiple times) fraud, forgery, signature falsification, etc. walked away with warning letters only. But those that are innocent, and who refuse to be milked and bend under their pressure, get punished.
I will NOT provide any commentary until end of the trial. After that, I will be happy to answer any questions and provide details regarding this video.
March 2, 2026
Some more questions have been raised that I want to address:
1) I did NOT sign any exclusive rights for publication, I'm seeking exposure from coast-to-coast, and from down south.
2) I will NOT agree to any interviews until after the trial judge makes their decision. Regardless of the outcome, my goal is to have all evidence available for public record. Then, interviews with my comments and explanations will be appropriate.
3) The courtroom in St. Catharines will not be large enough for all who have been invited. In my opinion, there is no need for you to appear in-person as it will be a long trial (March 30 - May 14), and it may be expensive to stay at a hotel for a month and a half. Digital transcripts and documents will be available to the public after the trial. In the mean time, I will do my best to upload (on weekends) what was used and said during the week at the trial.
February 27, 2026
In regards to the regulators' "Immunity From Prosecution" concerns that some of you have raised:
1) They have tried this at the beginning, and have failed.
2) We are very confident that we have undeniable, and undisputable facts supporting my claim. Some of this has been provided to us recently, and this will not allow them to claim simple negligence.
3) The final decision regarding immunity will be made by the trial judge AFTER a public trial has concluded. This means all facts, documents, and witness testimonies will become public record, and will provide ammunition to those who are considering their claims against the regulators.
This is all I can say at this point, more details will be released in the future.
February 26, 2026
On this page I will provide answers to questions that are frequently asked. All other answers will be provided on an individual basis via email, or over the phone. This will be during weekends only, as I am extremely busy during the week making preparations for the trial.
Many have asked if I am after money, or revenge. Neither. Although I would like to be compensated for my loss, my mission is to seek justice for myself, my family, and all advisors who have been victimized.
Any answers for questions that are asked frequently will be posted here soon.
February 25, 2026